We work with RIA business cooperatives to develop new delivery platforms for advisory, brokerage, and insurance products with an independent business positioning. We also work with leading financial services firms to expand their market reach by deploying fee-based service platforms to access independent registered advisors, certified public accountants, and independent producer groups. We frequently:
- Conduct environmental assessment and strategic articulation to enhance business processes, identifying new roles for products, technologies, and workflow
- Conduct gap analyses to identify specific opportunities for market expansion
- Develop enhanced fee-based advisory and separate account management capabilities to improve the delivery of institutional-grade services
- Evaluate prospective service agents and financial institution affiliations for optimal business fit
- Construct new compliance and oversight functionalities to manage business risk and enhance efficiencies
- Deploy new advanced planning, trust, asset management, and related advisory services
A P&A Case Study of RIA Businesses
Our expertise allows us to guide diversified financial services providers in the effective penetration of the high net worth and family office marketplaces.
